Explain Master’s Theorem.








Explain Master’s Theorem

The word Master’s Theorem refers to a precise and reliable rule that helps us find the time complexity of many divide-and-conquer algorithms without solving the full recurrence by hand. In simple terms, divide-and-conquer means we split a big problem into smaller equal-sized subproblems, solve each one (often by calling the same function again), and then combine the partial results. Very often, such algorithms can be written as a recurrence of the form T(n) = aT(n/b) + f(n). Here, the value a tells us how many subproblems we create at each step, b tells us by what factor the input size shrinks for each subproblem, and f(n) tells us the extra work done outside the recursive calls (like splitting and merging). The Master’s Theorem compares the growth of f(n) with n^(log_b a), which is the “replication term” that counts the total work contributed by the subproblems across the recursion tree. If the combining work grows slower, equal to, or faster than that replication term, the theorem directly gives a tight bound for T(n) using familiar asymptotic notations (O, Ω, Θ). This article explains what the theorem is, why it is needed, the three main cases with clear intuition, when the theorem does not apply, and how you can use it step-by-step. We also add practical examples like Binary Search and Merge Sort, a clean Java snippet, advantages, disadvantages, applications, and a summary table so you can quickly choose the right case during interviews or coding practice. The language is simple and friendly, but the definitions are technical and accurate, so both beginners and experienced learners can follow easily and use the theorem with confidence.

Explain Master’s Theorem

What is Master’s Theorem? (Technical but easy definition)

The Master’s Theorem is a standard tool in algorithm analysis that gives a direct asymptotic bound for recurrences of the form T(n) = aT(n/b) + f(n), where a ≥ 1 and b > 1 are constants and f(n) is an asymptotically positive function that models the non-recursive work (for example, splitting input and merging results). In plain language, it tells us how the total running time grows when a problem of size n is divided into a smaller subproblems of size n/b each, and we pay an extra cost f(n) at every level for handling overhead outside recursive calls. The theorem works by comparing f(n) with n^(log_b a), which is the total leaf-level contribution that comes from the recursive branching alone. If f(n) grows strictly slower than that baseline, the cost of the recursion dominates; if it matches, both parts balance, and a logarithmic factor appears; and if f(n) grows strictly faster (with a mild “regularity” condition satisfied), then the non-recursive work dominates. This single comparison leads to three clean cases that produce tight bounds in Θ-notation, so you do not need to perform long substitutions or solve the recurrence by hand. In this way, the Master’s Theorem acts like a “ready-made rule” that covers a large family of divide-and-conquer algorithms, such as Binary Search, Merge Sort, and many tree-based procedures, making complexity analysis predictable, fast, and consistent across examples you will meet in competitive programming, interviews, and real projects.

Why do we need Master’s Theorem?

We need the Master’s Theorem because analyzing recursive algorithms by direct algebraic manipulation often becomes slow, confusing, or error-prone, especially when a function calls itself multiple times on smaller inputs. Without a simple rule, we might try complicated substitution steps or guess-and-check methods to estimate T(n), and doing that for every new recurrence wastes precious time during learning, coding interviews, or system prototyping. The theorem offers a clear and quick decision path: (1) identify a, b, and f(n) in the recurrence T(n) = aT(n/b) + f(n), (2) compute or reason about n^(log_b a), and (3) compare the growth rate of f(n) to this baseline. With that, one can instantly read off the correct asymptotic complexity for a large set of divide-and-conquer patterns. This is critical because many real-world tasks such as sorting, searching, indexing, parsing, graphics, and numerical methods are built on recursive splitting strategies. The theorem also guides design decisions: if combining cost is too heavy, we can focus on reducing f(n); if splitting creates too many subproblems, we can try to reduce a or increase b. In short, the Master’s Theorem not only speeds up analysis but also helps us reason about where time is spent and how to optimize it. It is also helpful to remember a related idea: in plain recursion without equal-size subproblems (for example, a function that calls itself two times on n-1), the number of calls grows roughly like O(2^n); if it calls itself three times on n-1, the calls grow roughly like O(3^n). While that pattern is different from the divide-and-conquer form, it reminds us that branching and shrinking together decide growth.

The Crust: Read this if you are in a hurry (TL;DR)

If you want the short version before diving deep, this section gives you the crust of the topic in one place. The Master’s Theorem applies to recurrences T(n) = aT(n/b) + f(n) with a ≥ 1, b > 1, and asymptotically positive f(n). Compute n^(log_b a) and compare it with f(n). If f(n) is polynomially smaller than n^(log_b a), the recursion dominates and T(n) = Θ(n^(log_b a)). If f(n) is the same order as n^(log_b a), the costs balance and T(n) = Θ(n^(log_b a) · log n). If f(n) is polynomially larger and the regularity condition a f(n/b) ≤ c f(n) for some constant c < 1 holds for large n, then T(n) = Θ(f(n)). Typical examples: Binary Search fits a = 1, b = 2, f(n) = Θ(1), giving Θ(log n); Merge Sort fits a = 2, b = 2, f(n) = Θ(n), giving Θ(n log n); T(n) = 3T(n/2) + n^2 has a = 3, b = 2, f(n) = n^2, and since n^2 dominates n^(log_2 3), we get Θ(n^2). If you see log factors in f(n), consider the extended forms of the theorem; if subproblems are not equal size, or a is not constant, or f(n) is not well-behaved (like n/log n or 2^n in some edge cases), the classic form may not apply, so use the recursion-tree method or substitution. Keep this map in mind to answer quickly in interviews and when writing clean complexity notes in your code reviews.

  • Form: T(n) = aT(n/b) + f(n), where a ≥ 1, b > 1, f(n) ≥ 0 for large n.
  • Baseline: Compare f(n) with n^(log_b a).
  • Case 1 (subproblems dominate): If f(n) = O(n^(log_b a − ε)), then T(n) = Θ(n^(log_b a)).
  • Case 2 (balanced): If f(n) = Θ(n^(log_b a)), then T(n) = Θ(n^(log_b a) · log n).
  • Case 3 (combining dominates): If f(n) = Ω(n^(log_b a + ε)) and a f(n/b) ≤ c f(n) (c < 1), then T(n) = Θ(f(n)).
  • Quick picks: Binary Search → Θ(log n); Merge Sort → Θ(n log n); T(n)=3T(n/2)+n^2 → Θ(n^2).
  • Not covered: Unequal subproblem sizes, non-constant a, or tricky f(n) like n/log n in some contexts.

Anatomy of the recurrence T(n) = aT(n/b) + f(n)

To apply the Master’s Theorem well, we must understand what each symbol means in a practical way. Think of a problem of size n like a cake to be cut and processed. The parameter a is how many equal slices (subproblems) we make from the cake at each step. The parameter b is how much smaller each slice is compared to the whole; that is, each subproblem has size n/b. The function f(n) is the cost of tasks outside the recursive calls, such as cutting the cake into pieces and then joining the processed pieces back into a nice result. Now imagine a recursion tree: the root is size n, the next level has a nodes each of size n/b, the next level has a^2 nodes each of size n/b^2, and so on, until the subproblems become constant size. The number of levels is about log_b n, because we shrink by a factor of b each time. The important “baseline” is n^(log_b a) because that is equal to a^(log_b n), the number of leaf-level subproblems when all pieces are constant-sized. This quantity measures the replication effect of recursion regardless of the overhead f(n). The theorem asks: does the overhead f(n) across levels grow more slowly than that replication, about the same, or faster? Based on this, we choose one of the three cases. This structure is the heart of how the theorem turns a complicated recurrence into a short, correct answer that captures the growth trend of your algorithm.

The three cases of Master’s Theorem with intuition and examples

Case 1: Subproblem work dominates (f(n) is smaller)

Case 1 applies when f(n) = O(n^(log_b a − ε)) for some constant ε > 0. In words, the extra overhead grows strictly slower (by a polynomial margin) than the baseline work created by branching into subproblems. Intuitively, every level of the recursion tree contributes less and less compared to the leaf-level explosion of subproblems, so the total work is dominated by the leaves. Therefore, we get T(n) = Θ(n^(log_b a)). A classical picture is when we split aggressively (large a) while the overhead f(n) is light, like f(n) = n but a and b make n^(log_b a) much larger than n. As an example, take T(n) = 16T(n/4) + n. Here a = 16, b = 4, and n^(log_4 16) = n^2 while f(n) = n is smaller by a polynomial factor. Case 1 says Θ(n^2). Another simple way to feel this case is to remember that the replication term measures “how many leaves we eventually have,” and if the per-level overhead is too small, it cannot catch up with the huge number of leaves, so the leaf count determines the final cost. When teaching or learning, it is helpful to sketch a recursion tree and write the total outside work at each level: it shrinks so fast that the sum is ruled by what happens near the bottom, and that is exactly n^(log_b a), the number of leaf tasks.

  • Condition: f(n) = O(n^(log_b a − ε)), ε > 0.
  • Result: T(n) = Θ(n^(log_b a)).
  • Example: T(n) = 16T(n/4) + n → Θ(n^2).
  • Steps:
    1. Identify a, b, f(n).
    2. Compute n^(log_b a).
    3. Show f(n) is polynomially smaller.
    4. Pick Θ(n^(log_b a)).

Case 2: Balanced costs (f(n) matches the baseline)

Case 2 applies when f(n) = Θ(n^(log_b a)). In words, the overhead per level matches the replication baseline, so each level in the recursion tree contributes about the same total work. Since the height is roughly log_b n, we add a multiplicative log n factor. The final bound is T(n) = Θ(n^(log_b a) · log n). The well-known example is Merge Sort, with T(n) = 2T(n/2) + n. Here, a = 2, b = 2, so n^(log_2 2) = n, which matches f(n). As a result, T(n) = Θ(n log n). You can feel the balance by thinking that every level does “n” units of merging work, and there are “log n” such levels, so the total is “n times log n.” Another balanced example is T(n) = 3T(n/3) + n, which also gives Θ(n log n). This case is a sweet spot: both recursion and overhead equally matter, and the logarithmic factor reflects the height of the recursion tree. In practice, many efficient algorithms are designed to land in or near this case because it pairs good splitting with manageable combining work, delivering scalable performance for large inputs while keeping code structure and reasoning very clean.

  • Condition: f(n) = Θ(n^(log_b a)).
  • Result: T(n) = Θ(n^(log_b a) · log n).
  • Examples: T(n) = 2T(n/2) + n → Θ(n log n); T(n) = 3T(n/3) + n → Θ(n log n).
  • Steps:
    1. Identify a, b, f(n).
    2. Compute n^(log_b a).
    3. Match f(n) to the baseline within constant factors.
    4. Multiply by log n for the number of levels.

Case 3: Combining work dominates (with regularity condition)

Case 3 applies when f(n) = Ω(n^(log_b a + ε)) for some ε > 0 and the regularity condition holds: there exists a constant c < 1 such that a f(n/b) ≤ c f(n) for all sufficiently large n. This says the overhead grows faster than the replication baseline by a polynomial margin and does not explode wildly across levels; therefore the root-level overhead (and nearby levels) dominates the total cost, and we get T(n) = Θ(f(n)). A very common example is T(n) = T(n/2) + n^2. Here, a = 1, b = 2, n^(log_2 1) = n^0 = 1, and f(n) = n^2 is much larger, so the answer is Θ(n^2). For a more involved example, consider T(n) = 3T(n/2) + n^2; since n^2 dominates n^(log_2 3) (about n^1.585), and the regularity condition is met, we get Θ(n^2). Intuitively, think of the combine step like a heavy machine that takes over the cost: even though we have many subproblems, the overhead per level is so large that adding them up is dominated by the top. Always remember to check the regularity condition when applying this case; it ensures the overhead does not oscillate so violently that the level-sum intuition fails. When the condition holds, picking Θ(f(n)) is both safe and fast.

  • Condition: f(n) = Ω(n^(log_b a + ε)) and a f(n/b) ≤ c f(n) for some c < 1.
  • Result: T(n) = Θ(f(n)).
  • Examples: T(n) = T(n/2) + n^2 → Θ(n^2); T(n) = 3T(n/2) + n^2 → Θ(n^2).
  • Steps:
    1. Identify a, b, f(n).
    2. Compute n^(log_b a).
    3. Show f(n) dominates polynomially.
    4. Verify the regularity condition; then pick Θ(f(n)).

Where does n^(log_b a) come from? (Recursion-tree intuition)

The term n^(log_b a) comes straight from counting how many small constant tasks the recursion eventually creates. Imagine repeatedly shrinking the input by a factor of b. After j levels, the size is n/b^j. We stop when the size reaches a constant, which happens after about log_b n levels. At level j, there are a^j subproblems. So at the leaves, where j ≈ log_b n, we have a^(log_b n) = n^(log_b a) leaves. If each leaf does constant work, the leaf contribution is already Θ(n^(log_b a)). This is why the theorem compares f(n) with n^(log_b a): the latter is the core replication cost of the recursion itself, independent of overhead. Another way to see it is to unroll the recurrence a few times. You get a sum like f(n) + a·f(n/b) + a^2·f(n/b^2) + … plus the leaf contribution. If f were exactly a power n^γ, this sum looks like n^γ [ 1 + (a/b^γ) + (a/b^γ)^2 + … ], which is a geometric series. If a/b^γ < 1, the series converges and the total is Θ(n^γ); if a/b^γ = 1, there are log n equal terms giving the extra factor; if a/b^γ > 1, the last term dominates and equals roughly n^(log_b a). This simple picture gives a deep intuition: n^(log_b a) represents how replication grows with depth, and the theorem asks how f(n) compares against that replication to decide the final running time.

Worked examples with step-by-step reasoning

Let us apply the theorem carefully on a few common recurrences so you can follow the same path during practice and interviews. First, Binary Search: T(n) = T(n/2) + Θ(1). Here a = 1, b = 2, and the baseline is n^(log_2 1) = 1. Since f(n) = Θ(1) matches the baseline, this is the balanced case, so T(n) = Θ(1 · log n) = Θ(log n). Steps: identify a, b, f(n) → compute n^(log_b a) → match f(n) → add log n. Next, Merge Sort: T(n) = 2T(n/2) + Θ(n). Here a = 2, b = 2, baseline n^(log_2 2) = n. Since f(n) = Θ(n) matches, we again are in the balanced case, giving Θ(n log n). Steps: same pattern. Now consider T(n) = 3T(n/2) + n^2. Here a = 3, b = 2, baseline n^(log_2 3) ≈ n^1.585. Since f(n) = n^2 grows faster by a polynomial margin and the regularity condition holds, we use Case 3 to get Θ(n^2). Finally, T(n) = 16T(n/4) + n. Here a = 16, b = 4, baseline n^(log_4 16) = n^2. Since f(n) = n is smaller by a polynomial factor, this is Case 1, giving Θ(n^2). By practicing this sequence—identify parameters, compute baseline, compare growth, check regularity—you will be able to answer quickly and confidently. When you see log factors in f(n), you can consider an extended version of the theorem, or do a short recursion-tree sum; either way, the same intuition will guide you.

  • Step-by-step pattern to apply:
    1. Write the recurrence clearly and extract a, b, f(n).
    2. Compute n^(log_b a) or reason about its growth.
    3. Compare f(n) with the baseline: smaller, equal, or larger (polynomially).
    4. If larger, verify the regularity condition a·f(n/b) ≤ c·f(n).
    5. Select the correct Θ-bound and state it cleanly.

Java snippet and how to read it for Master’s Theorem

Below is a tiny Java example that reflects a classic divide-and-conquer pattern. The method work splits the input into a equal parts, recursively processes each part (mimicking aT(n/b)), and then performs f(n) extra work to combine results. While this method is a sketch, it shows how to recognize a, b, and f(n) when you look at real code. For example, if a = 2 and each recursive call uses half the array (b = 2), and the combine step loops once over the array (f(n) = Θ(n)), you are looking at a structure like Merge Sort, where the Master’s Theorem gives Θ(n log n). Reading code this way becomes a habit: count the number of recursive calls, identify how input size shrinks in each call, and estimate the extra work in the current frame. With that, you transform code into the standard recurrence and apply the theorem in seconds. This habit helps not only with textbook algorithms but also with your own recursive solutions during problem solving, ensuring you can justify complexity claims to teammates and interviewers with a simple and reliable method.


// Illustrative divide-and-conquer skeleton for Master’s Theorem
class MasterSketch {
    // Returns total "work" just for demonstration; not actual algorithm output.
    int work(int[] arr, int left, int right) {
        int n = right - left + 1;
        if (n <= 1) {
            // Base cost: Θ(1)
            return 1;
        }

        // Example: a = 2 subproblems, each of size n/2  => b = 2
        int mid = left + (right - left) / 2;
        int leftCost  = work(arr, left, mid);      // T(n/2)
        int rightCost = work(arr, mid + 1, right); // T(n/2)

        // Combine cost f(n): for illustration, do Θ(n) work here
        int combine = 0;
        for (int i = left; i <= right; i++) {
            combine++; // pretend to merge/scan elements
        }

        // Return total "work" for visibility; asymptotically this is T(n)
        return leftCost + rightCost + combine;
    }
}
  • How to map to the theorem:
    1. a = number of recursive calls per level (2 in the snippet).
    2. b = factor by which the input size shrinks (2 when we split in half).
    3. f(n) = cost outside recursion (the loop over n → Θ(n)).
    4. Compute baseline n^(log_b a) = n^(log_2 2) = n, matched by f(n), so T(n) = Θ(n log n).

Time complexity quick-reference table

This table collects several popular recurrences and their time complexities using the Master’s Theorem or related reasoning. Use it as a quick reference during practice. Remember that the theorem assumes equal-size subproblems, constant a and b, and a well-behaved f(n). When these conditions fail, switch to the recursion-tree method or substitution. The last two rows remind you of branching patterns that do not fit the standard divide-and-conquer template: a function calling itself two times on n − 1 leads to about 2^n nodes in the call tree, and calling itself three times leads to about 3^n, which is a different kind of growth. Keep these patterns straight so you do not accidentally apply the wrong tool to the wrong shape of recurrence. Also note that the extended Master’s forms can cover n log n or n / log n-type costs in f(n), but when in doubt, draw a recursion tree and sum the work by levels; the same intuition about balance and dominance will guide you to the right order.

Recurrence T(n) a b f(n) Case Time Complexity (Θ) Notes
T(n) = T(n/2) + 1 1 2 Θ(1) Case 2 Θ(log n) Binary search pattern; baseline n^(log_2 1)=1 matches f(n)
T(n) = 2T(n/2) + n 2 2 Θ(n) Case 2 Θ(n log n) Merge sort pattern; f(n) matches baseline n
T(n) = 3T(n/2) + n^2 3 2 Θ(n^2) Case 3 Θ(n^2) Regularity holds; f(n) dominates n^(log_2 3)
T(n) = 16T(n/4) + n 16 4 Θ(n) Case 1 Θ(n^2) Baseline n^(log_4 16)=n^2 dominates
T(n) = 2T(n/2) + n log n 2 2 Θ(n log n) Extended/Tree Θ(n log^2 n) Balanced with an extra log factor in f(n)
F(n) = F(n−1) + F(n−2) Not Master Θ(φ^n) ≈ Θ(2^n) Unequal sizes; classic exponential branching
T(n) = 2T(n−1) + O(1) Not Master Θ(2^n) Two calls on n−1 ⇒ about 2^n nodes
T(n) = 3T(n−1) + O(1) Not Master Θ(3^n) Three calls on n−1 ⇒ about 3^n nodes

Advantages, disadvantages, and applications

  • Advantages
    • Gives a fast, direct way to find tight bounds for many divide-and-conquer recurrences without tedious algebra.
    • Builds strong intuition about where time is spent: recursion versus combining, matched perfectly to the recursion-tree picture.
    • Helps in algorithm design: by targeting a friendly case (often Case 2), you can balance splitting and combining for scalable performance.
    • Improves communication in interviews and code reviews: clear parameters a, b, f(n) and a standard comparison reduce ambiguity.
  • Disadvantages
    • Does not apply when subproblems are of unequal size, when a is not constant, or when f(n) is not well-behaved (e.g., some n/log n cases in strict forms).
    • Requires the regularity condition in Case 3; if it fails, the theorem cannot be used directly.
    • Can give a false sense of coverage; some useful recurrences still need the recursion-tree or substitution method.
  • Applications
    • Sorting and searching: Merge Sort, Binary Search, Quickselect variants (when splits are controlled).
    • Divide-and-conquer math: Karatsuba multiplication, Strassen’s matrix multiplication (with careful forms).
    • Tree and graph routines that split data evenly and combine results with linear or near-linear passes.
    • Data processing tasks that shard input into equal chunks, process in parallel, and merge results.

Limitations and when Master’s Theorem does not apply

Although the Master’s Theorem is powerful, it does not cover every recurrence you will meet. It assumes equal-sized subproblems, constant a and b, and asymptotically positive, regular f(n). If an algorithm splits into different sizes (such as T(n) = T(αn) + T((1−α)n) + βn), or if the number of subproblems a depends on n, or if f(n) behaves irregularly (for example, negative values or oscillations), then the classic form may fail. Tricky terms like n/log n sometimes fall outside the simplest statement, though extended versions or a careful recursion-tree sum still work. Also, pure exponential recurrences like T(n) = 2T(n−1) + O(1) or the Fibonacci recursion do not fit the aT(n/b) + f(n) mold. In these cases, use the recursion-tree method to sum the work per level, or the substitution method (guess and prove by induction), or change variables (such as setting n = 2^m) to convert forms and then apply a suitable rule. The important takeaway is that the Master’s Theorem is a quick tool, not a universal law. When its conditions hold, it is the fastest route to a clean answer; when they do not, you still have solid techniques to find the correct bound by looking at depth, node counts, and the per-level work across the recursion.

  • Common non-applicable cases:
    • Unequal subproblem sizes (e.g., T(n) = T(αn) + T((1−α)n) + βn).
    • Non-constant a (e.g., a = n).
    • Irregular or non-positive f(n) for large n.
    • Subtractions like T(n) = T(n−1) + T(n−2) (Fibonacci-type), or multiple calls on n−1 leading to O(2^n) or O(3^n).

Extended notes: log factors in f(n)

Sometimes f(n) includes logarithmic factors, such as n log n or n / log n. In such situations, you can either use an extended Master’s Theorem (which refines the comparison to handle f(n) = Θ(n^k · log^p n)) or fall back to the recursion-tree sum. The spirit stays the same: compare k with log_b a. If k < log_b a, the recursion term dominates and you get Θ(n^(log_b a)). If k = log_b a, you multiply by a logarithmic factor and track the power p to get results like Θ(n^k log^(p+1) n). If k > log_b a and the regularity condition holds, you pick Θ(f(n)). For example, T(n) = 2T(n/2) + n log n fits the balanced case with an extra log; the total becomes Θ(n log^2 n). As another example, T(n) = 2T(n/2) + n / log n can be seen as “almost balanced but slightly smaller,” and careful analysis or extended forms show it collapses to Θ(n). The main message is that the shape of the solution does not change: match, dominate, or be dominated, with a small correction for logarithms. When unsure, draw the recursion tree, write the per-level sums, and remember that there are about log n levels; the series you see will guide you to the right answer.

FAQ and common mistakes

  • How do I know which case to use? Compute n^(log_b a) and compare it to f(n). Smaller → Case 1; equal → Case 2; larger (with regularity) → Case 3.
  • Do I always need to check the regularity condition? Only for Case 3; it ensures the overhead does not swing too wildly across levels.
  • What if my subproblems are not the same size? The classic form does not apply; use recursion trees, substitution, or specialized theorems for unequal splits.
  • Is Fibonacci covered? No. Fibonacci does not match aT(n/b) + f(n). Its growth is exponential (about φ^n), which you can prove with different tools.
  • Quick sanity check? If the function calls itself two times on n−1, the call tree has about 2^n nodes; three times gives about 3^n. That is different from equal-size divide-and-conquer.

Conclusion

The Master’s Theorem turns the analysis of many recursive, divide-and-conquer algorithms into a small checklist: identify a, b, and f(n) in T(n) = aT(n/b) + f(n), compute the baseline n^(log_b a), compare it with f(n), and pick the matching case with its tight Θ-bound. The deep idea is simple but powerful: it compares the replication force of recursion to the overhead of dividing and combining, which you can picture with a recursion tree that has about log_b n levels and n^(log_b a) leaves. With practice, this becomes second nature, and you will estimate complexities in seconds, whether you are studying, interviewing, or building production systems. Remember the boundaries: when subproblems are unequal, or a is not constant, or f(n) is irregular, switch to the recursion-tree or substitution method. Keep a small mental library of common patterns—Binary Search, Merge Sort, and polynomial-dominated combines—and use the time-complexity table as a quick compass. In the end, the theorem is not just about getting the right symbol; it helps you understand where time is spent, guides your design choices, and lets you communicate algorithmic efficiency clearly and confidently.


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